Through the Eyes of Legal and Compliance – Final Thoughts Part 1
Technical compliance with applicable laws is necessary, but so is meeting their spirit and putting investors’ interests first. Otherwise, small problems stack up and become big ones. Determining a firm’s list of priorities can prove difficult, particularly in a short amount of time. Looking at a firm through the eyes of the legal and compliance … Continue reading Through the Eyes of Legal and Compliance – Final Thoughts Part 1
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